Communications Surveillance

FCA Speech: Equal Surveillance expected for Market Abuse in remote working environments

A speech by Julia Hogget, Director of Market Oversight at the Financial Conduct Authority (FCA), this week has shone the spotlight on the necessary compliance arrangements for remote workers.

Marketing 15 Oct, 2020

Communications Surveillance

Read More
RegTech

CFTC record keeping requirements on audio transcription

The CFTC’s different record retention requirements for electronic and voice communications is creating a conundrum for financial firms that are subject to these rules. While recordkeeping for...

Marketing 30 Jun, 2020

RegTech, Voice Surveillance

Read More
1