Communications Surveillance

The business case for advancing the Surveillance Strategy now

We have become used to the message "…this call is being recorded for quality control purposes" as standard operating procedure. But for various reasons institutional financial services businesses...

Larry List 06 Aug, 2020

Communications Surveillance

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Communications Surveillance

The business case for advancing the Surveillance Strategy now

We have become used to the message "…this call is being recorded for quality control purposes" as standard operating procedure. But for various reasons institutional financial services businesses...

Larry List 06 Aug, 2020

Communications Surveillance

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Communications Surveillance

Holistic Surveillance vs Integrated Surveillance: What’s the difference?

We've all heard it used before. The term "holistic surveillance" has been talked about for years yet we are still far away from making it a reality - why? Is it just a pipeline dream or can it be...

Marketing 31 Jul, 2020

Communications Surveillance

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Communications Surveillance

Watch Replay: Holistic Surveillance Prevails Under Any Market Conditions

Following the recent announcement of our strategic alliance with global trade and markets surveillance leader Eventus Systems, we took a deeper look into how the partnership will help shape the idea...

Marketing 24 Jul, 2020

Communications Surveillance

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CFTC

How a strong surveillance program will help meet CCO report requirements

The CFTC requires annual CCO reports to be filed on behalf of Swap Dealers, Major Swap Participants, and Futures Commission Merchants. Since starting to receive these reports, they have determined...

Marketing 27 Apr, 2020

CFTC, Communications Surveillance

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Communications Surveillance

VoxSmart Boosts Surveillance As Remote Working Increases

VoxSmart was recently featured in Markets Media in an article written by Shanny Basar discussing the increase in need for surveillance technology across the Capital Markets.

Marketing 14 Apr, 2020

Communications Surveillance

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RegTech

Why firms should go back to basics for future-proof surveillance

As the industry grapples with the idea of remote working becoming the "new normal" for many employees, compliance teams are thinking how to supervise effectively in these new conditions. Achieving...

Marketing 19 Mar, 2020

RegTech, Communications Surveillance, FinTech

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Communications Surveillance

How the MiFID II review affects communications monitoring

The European Commission has opened a review of the regulatory framework for investment firms and market operators. While MiFID II and MiFIR have been in force since 2018, the Commission hopes to...

Marketing 18 Feb, 2020

Communications Surveillance, MiFID II

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