Flexible Working

How it feels to be managing a remote team you haven’t even met yet

When our CCO, Alan Giles joined the team at VoxSmart, he had not planned on quite the virtual experience COVID-19 had in store for him. His management roles have previously had him leading teams...

Alan Giles 22 May, 2020

Flexible Working, Remote Working

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CFTC

How a strong surveillance program will help meet CCO report requirements

The CFTC requires annual CCO reports to be filed on behalf of Swap Dealers, Major Swap Participants, and Futures Commission Merchants. Since starting to receive these reports, they have determined...

Marketing 27 Apr, 2020

CFTC, Communications Surveillance

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Communications Surveillance

VoxSmart Boosts Surveillance As Remote Working Increases

VoxSmart was recently featured in Markets Media in an article written by Shanny Basar discussing the increase in need for surveillance technology across the Capital Markets.

Marketing 14 Apr, 2020

Communications Surveillance

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RegTech

Why firms should go back to basics for future-proof surveillance

As the industry grapples with the idea of remote working becoming the "new normal" for many employees, compliance teams are thinking how to supervise effectively in these new conditions. Achieving...

Marketing 19 Mar, 2020

RegTech, Communications Surveillance, FinTech

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Communications Surveillance

How the MiFID II review affects communications monitoring

The European Commission has opened a review of the regulatory framework for investment firms and market operators. While MiFID II and MiFIR have been in force since 2018, the Commission hopes to...

Marketing 18 Feb, 2020

Communications Surveillance, MiFID II

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